Why Should You Attend:
Social Networking is considered by FINRA to be "communicating with the public", and
as such subject to rigorous rules, regulations, and procedures that if not followed
can lead to fines and disciplinary action to both the Registered...
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Why Should You Attend:
Social Networking is considered by FINRA to be "communicating with the public", and
as such subject to rigorous rules, regulations, and procedures that if not followed
can lead to fines and disciplinary action to both the Registered Representative
(RR) and their parent Broker-Dealer firm.
Attend this webinar to learn from Paul Messerschmidt who is active in the financial
services community and in the social media community, managing over forty social
media accounts, including LinkedIn, Twitter, and Facebook.
He will give an overview
of Social Media, how to access the Risks, how to protect your brand by creating and
implementing action plans, social media policies and implementing it.
Attendees
will learn about FINRA Notice 10-06 (issued January 2010) "Guidance on Blogs and
Social Networking Web Sites".
Paul will also review commercially available
technology that can be used to meet FINRA requirements including: Hardware,
Software, Applications (apps).
Attend
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